Blog Archive - Page 8 of 26 - Davies

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Asset & Wealth Management
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Is the ‘buy side’ ready for SFTR?

As the European Commission finally indicates they will be approving SFTR Level II legislation this week, how are the asset owner lenders going to satisfy their obligations?

Financial Crime & Regulatory Compliance
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Brexit and the Bundestag – another vote to keep an eye on

While the UK focuses on the EU Withdrawal Act, an amendment to the German Banking Act could help underpin financial stability.

Financial Crime & Regulatory Compliance
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Brexit: is clarity emerging in the regulatory landscape?

While the Withdrawal Agreement languishes in the quagmire of Parliamentary procedure, real change is emerging - and even becoming clearer in intensity and scope.

Financial Crime & Regulatory Compliance
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Brexit: where do we stand?

Despite doomsday-predicting doubters, detractors and dissenters on both sides of the channel - and pond - Mrs May seems to have hashed out some semblance of a practical Withdrawal Agreement.

Financial Crime & Regulatory Compliance
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CSDR heralds regulatory saturation – but levels keep on rising

Are you waving or drowning? With another regulatory deluge on the horizon for 2020, we're advising our clients to begin working on CSDR as soon as possible.

Financial Crime & Regulatory Compliance
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LIBOR reform – valuations and risk management

Moving to risk free rates will be operationally complex and time consuming, demanding a coordinated effort across multiple teams and departments against a tight timeframe.