Blog Archive - Page 7 of 26 - Davies

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Financial Crime & Regulatory Compliance
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Are you compliant with the MAR inter-trading venues manipulation requirement?

MAR has been the legal standard for all EU FIs for over two years: it's essential your organisation is fully complaint

Financial Crime & Regulatory Compliance

Are you compliant with MAR’s cross-product manipulation requirement?

Don't blindly rely on your vendor’s claim that their models are MAR compliant

Financial Crime & Regulatory Compliance
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How experienced are your compliance vendors?

It's vital to have a trusted advisor to verify what vendors claim

Asset & Wealth Management
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The Countdown to the Senior Managers Certification Regime

Do you have the right team and senior engagement in order to understand how SMCR will affect your business?

Financial Crime & Regulatory Compliance
Catalyst Brexit scenarios

A more or less meaningful vote

With a predicted week to go until the 'meaningful vote', where next for the Withdrawal Agreement? See our thoughts on possible outcomes, scenarios - and constitutional crises.

Financial Crime & Regulatory Compliance
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SFTR and CSDR – the benefits of alignment

By the end of 2020 the securities settlement landscape will operate very differently to today. As firms prepare for that future, we believe SFTR and CSDR projects should be closely aligned to maximise cross-programme efficiencies