Blog
Financial Crime & Regulatory Compliance
Regulation Matters
Borders, breakups and failed Brexpectations – Brexit festivities fester on.
Asset & Wealth Management
Commercial opportunities in MiFID II: A glib sign-off, or unexplored value for wealth firms?
MiFID II commentaries generally focus on the legislation itself, rather than the specific impacts to firms and solutions to address them. These are our views on the benefits of a successful and thoughtful implementation approach.
Asset & Wealth Management
GDPR : What should asset and wealth managers be doing to prepare?
On 25th May 2018 the EU General Data Protection Regulation (GDPR) will come into effect in the UK and asset and wealth managers should be taking steps now to ensure they're ready.
Asset & Wealth Management
The end of the AMC is nigh…. (and probably not before time!)
The ubiquity of the annual management charge (AMC) has permeated throughout the Life, Pensions & Funds Universe since my initiation into the Industry some twenty-five years ago.