Blog Archive - Davies

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Financial Crime & Regulatory Compliance
London building with graphic, depicting market abuse and conduct risk

Conduct Risk and Market Abuse: A Comprehensive Overview

Compliance officers and financial institutions must remain vigilant to prevent market abuse and manage conduct risk effectively.

Financial Crime & Regulatory Compliance
Boardroom meeting

Digital Identity – Future of Trust & Security in Finance

Paving the path to a secure future, we're redefining how digital identity is managed through groundbreaking innovation and strategic collaboration.

Banking & Markets
AI colourful image

AI to Support Regulatory Compliance

Partner with Davies and Embrace The Future of Compliance

Financial Crime & Regulatory Compliance

Financial Crime Surveillance programme: Integrating PRA SS1/23 MRM principles

Prudential Regulation Authority released new model risk management guidance on how banks should properly assess the efficacy of second-generation solutions.  

Financial Crime & Regulatory Compliance

Strategic benefits of outsourcing Regulatory Compliance

Continuous monitoring of employees' compliance with ethical standards is crucial for maintaining a robust compliance program.

Financial Crime & Regulatory Compliance
RegTech

Adapting to regulatory landscapes: Global RegTech Summit 2023

The Davies team attended the Global RegTech Summit in New York this month. Among the participating vendors, which included the ...