Case Studies
KYC Target Operating Model Definition
We completely redesigned our client's KYC operating model
Clearing Member Application Process
We helped onboard one of a Tier 1 global investment bank's EU entities to the major European CCPs across all product groups including listed derivatives, OTC, cash equities & repo
Delivering enhanced corporate governance for a high-growth offshore firm
An offshore trust and corporate services provider asked for help to enhance corporate governance following an acquisition and an approach by a regulator. Davies deployed an expert team to address corporate governance challenges and related regulatory issues..
Real time customer due diligence
We implemented real time customer due diligence and batch KYC rolling reviews for a USA electronic bank for a major Wall Street firm
Know your client process redesign
We redesigned the whole KYC process worldwide for a large European bank's corporate and investment banking business
Broadridge suite deployment
We helped a large Chinese bank migrate to Broadridge across all securities products including repos, stock lending and margining