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DORA: Exploring the next phase of Operational Resilience
While the compliance date of 2025 seems far away, the work required to ensure compliance may be substantial for some firms.
Industry
Capital Markets
Capability
Risk & Compliance
Technology & Data
Trading Activity Wind-Down: The clock is ticking
Trading Activity Wind-Down (TWD) is proving to be a complex and evolving challenge for our clients.
Capability
Risk & Compliance
Technology & Data
Electronic Communications Surveillance: the State of Play
How can financial services firms foster trust and maintain compliance in an increasingly digitized business environment?
Capability
Risk & Compliance
Specialist Services
Navigating the insurance landscape: The FCA’s call for improved customer support and claims handling
The Financial Conduct Authority (FCA) holds a crucial position in the dynamic insurance industry, ensuring that businesses meet the highest ...
Industry
Asset & Wealth Management
Capability
Risk & Compliance
Consumer Duty and the Importance of Testing Consumer Understanding
Consumer understanding is one of the four key outcomes required by the Financial Conduct Authority’s (FCA) 12th Principle – Consumer Duty. With ...
Capability
People Development
Great Leadership begins with Great Self-Awareness
How can we develop greater self-awareness?