Davies corporate actions expert reflects on the key challenges within the corporate action environment, with a focus on risk and the role technology plays, citing recent examples of losses firms have faced with either legacy technology processes, or geographically dispersed processes that require manual intervention and the associated controls needed to manage those processes.
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Director
Banking & Markets
Over the past year the term ‘Digital' has invaded Asset Management terminology without a clear definition of what it is and what it means. What is digital and is it the end of the traditional role of the transfer agent? Download our white paper to learn more
A number of complex factors are converging to create a potential 'perfect storm', likely to drive strategic change for the dealing function.
As at February 15th 2023, the US Securities and Exchange Commission (SEC) has committed to a May 2024 implementation date ...