White papers | A view on risk migration

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Dear CEO – a view on risk migration

The ‘Dear CEO’ letter on outsourcing issued by the FSA (now FCA) in December 2012 was prompted by the regulator’s concerns around the deficiencies and inconsistencies exhibited by the asset manager community around their management and oversight of material outsourcing relationships. Download this white paper to learn more

The ‘Dear CEO’ letter on outsourcing issued by the FSA (now FCA) in December 2012 was prompted by the regulator’s concerns around the deficiencies and inconsistencies exhibited by the asset manager community around their management and oversight of material outsourcing relationships.

Download this white paper from James Hockley

 

About the author

James Hockley

Partner

Asset & Wealth Management

Throughout my career I have advised the investment industry on creating the operating and servicing models that will best serve their increasingly complex business goals, whether as a banker to – or working for – such firms, or now as an advisor to both.

Explore more white papers

Asset & Wealth Management

M&A Risk in the UK Wealth Management Market III

The biggest challenge: delivering the business case

Asset & Wealth Management

Wealth management technology

There are some aggressive statistics being bandied about wealth management just now. Apparently, social media and mobile technology is about to transform the industry as we know it. So, are we really on the cusp of a technical revolution? Advice for technology vendors to the wealth industry. Down load our white paper to learn more

Asset & Wealth Management

Post-pandemic strategic leadership in wealth management – how to set the right direction?

COVID-19 has had a lasting impact on every sector. No-one knows exactly what happens next. So where to start – and how to set the right direction?