Davies corporate actions expert reflects on the key challenges within the corporate action environment, with a focus on risk and the role technology plays, citing recent examples of losses firms have faced with either legacy technology processes, or geographically dispersed processes that require manual intervention and the associated controls needed to manage those processes.
Download the whitepaper using the form below.
Director
Operating Strategy & Transformation
As at February 15th 2023, the US Securities and Exchange Commission (SEC) has committed to a May 2024 implementation date for accelerating the trade settlement cycle to T+1.
SFTR is due to hit users of securities financing, including those lending securities, and the wider collateral markets in just over a year’s time. Download our white paper to learn more
The paper encourages a holistic approach to CLM, helping firms create a framework that supports sustainable growth.