White papers | A view on risk migration

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Dear CEO – a view on risk migration

The ‘Dear CEO’ letter on outsourcing issued by the FSA (now FCA) in December 2012 was prompted by the regulator’s concerns around the deficiencies and inconsistencies exhibited by the asset manager community around their management and oversight of material outsourcing relationships. Download this white paper to learn more

The ‘Dear CEO’ letter on outsourcing issued by the FSA (now FCA) in December 2012 was prompted by the regulator’s concerns around the deficiencies and inconsistencies exhibited by the asset manager community around their management and oversight of material outsourcing relationships.

Download this white paper from James Hockley

 

About the author

James Hockley

Partner

Asset & Wealth Management

Throughout my career I have advised the investment industry on creating the operating and servicing models that will best serve their increasingly complex business goals, whether as a banker to – or working for – such firms, or now as an advisor to both.

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Davies Operational Resilience Market Insights Survey 2022

Our study offers detailed insights into the key challenges of incoming FCA PRA regulation

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Wealth management technology

There are some aggressive statistics being bandied about wealth management just now. Apparently, social media and mobile technology is about to transform the industry as we know it. So, are we really on the cusp of a technical revolution? Advice for technology vendors to the wealth industry. Down load our white paper to learn more

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M&A Risk in the UK Wealth Management Market II

Mind the information gap: how to avoid deal value degradation