Trade Surveillance: Are you prepared for the new regulatory focus? - Davies

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Trade Surveillance: Are you prepared for the new regulatory focus?

We bring front to back risk and controls expertise, utilising our multi-disciplined experience across all LoD

Trade surveillance remains a key regulatory focus to mitigate fraud and conduct risk. However, the lens by which regulators look at surveillance has evolved.

Download the comprehensive whitepaper by Assurance expert Pritesh Patel to gain in-depth insights on how G-SIBs and other banks are significantly enhancing their control systems.

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Meet the expert

Pritesh Patel

Partner

At Davies, I now advise clients on Risk and Controls, technical assurance reviews, and complex regulatory remediation.

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Assurance

Reliability of regulatory returns

Davies can assist the first, second, and third lines with the review, preparation and implementation of your regulatory reporting practices.