White Paper Archive - Page 4 of 10 - Davies

White Papers

Capability Risk & Compliance Technology & Data

Regulating Markets in Crypto-assets  – How Mighty is MiCA?

We look at the EU regulation aiming to turn the wild West crypto-into a trusted trading environment.

Industry Capital Markets
Capability Risk & Compliance Technology & Data

Corporate action risk mitigation

How to minimise risk and maximise performance in a post pandemic world

Industry Capital Markets
Capability Operating Strategy & Transformation Risk & Compliance Specialist Services

Davies’ KYC Managed Service for Exchanges and CCPs

Billion-dollar fines, spiralling frustration and clients facing jail – or compliant KYC, new revenue streams and satisfied clients?

Industry Capital Markets
Capability Risk & Compliance

EU Anti Money Laundering directives: a summary

When it comes to new threats and dangers, protecting clients is a priority

Capability Risk & Compliance

What’s in a name? Why consistent financial product classification and identification is vital for reporting efficiency and risk reduction

The financial market is now at a breakneck pace of regulatory, internal management and disclosure change

Capability Risk & Compliance Technology & Data

What does the future hold? Why horizon scanning is the most effective response to a changing regulatory landscape

As 2020 has so deftly illustrated, the finance industry operates in a world subject to change at extraordinary pace