Davies corporate actions expert reflects on the key challenges within the corporate action environment, with a focus on risk and the role technology plays, citing recent examples of losses firms have faced with either legacy technology processes, or geographically dispersed processes that require manual intervention and the associated controls needed to manage those processes.
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Director
Banking & Markets
Pitfalls and priorities for braving the digital age
SFTR is due to hit users of securities financing, including those lending securities, and the wider collateral markets in just over a year’s time. Download our white paper to learn more
As at February 15th 2023, the US Securities and Exchange Commission (SEC) has committed to a May 2024 implementation date ...