Financial Crime & Compliance
I have five years of financial services experience, having held FINRA series 7 and 63 licenses. I joined Davies in 2019, after working on the equity trading floor at an international investment bank. I have experience working on operational and regulatory change programmes including several complex projects involving Financial Crime and Compliance programme enhancements, AML threshold tuning, operational reviews, new business Sponsored Repo integration, and 1LoD Swap Dealer Supervisory Framework. Working alongside industry experts, I have gained valuable experience to deliver actionable insights and successfully collaborate with cross functional teams.