Case Studies
Cybersecurity review for a buy-side client
We performed an end-to-end review of a US hedge fund's security policies, processes, controls and governance to ensure alignment with SEC guidance
Broadridge suite deployment
We helped a large Chinese bank migrate to Broadridge across all securities products including repos, stock lending and margining
Regulator-facing remediation documentation
We helped our client respond to a regulatory audit by documenting their end-to-end process, control and ownership focusing on EU and US credit and capital processes with regard to IRBA securitisation
New securitisation regulation regime readiness
We helped our client to prepare their infrastructure for a material change in securitisation regulation
Recovery and resolution planning
With our technology partners, we helped mitigate operational risk and increase contract data efficiency for a top 3 global custodian
Financial analysis standardisation
We standardised the corporate data, analytics and reporting for a credit risk approval process across more than 80 countries in Europe, Asia and Latin America