Case Studies
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Cybersecurity review for a buy-side client
We performed an end-to-end review of a US hedge fund's security policies, processes, controls and governance to ensure alignment with SEC guidance.
Regulator-facing remediation documentation
We helped our client respond to a regulatory audit by documenting their end-to-end process, control and ownership focusing on EU and US credit and capital processes with regard to IRBA securitisation.
New securitisation regulation regime readiness
We helped our client to prepare their infrastructure for a material change in securitisation regulation.
Recovery and resolution planning
With our technology partners, we helped mitigate operational risk and increase contract data efficiency for a top 3 global custodian.
Basel II enterprise delivery
We deployed an enterprise-wide solution to ensure Basel II compliance for a top 3 US bank across more than 34 countries.
Broadridge managed service migration
We helped the US equities operations of a top 3 US bank migrate from internal operations processing to a Broadridge managed service.