Corporate Action Risk and Solution Assessment - Davies

Corporate Action Risk and Solution Assessment

We performed analysis and documented the current corporate action process flow

The Challenge

We were employed to perform a Risk and Solution Assessment.

Our Approach

The team performed a gap analysis by documenting the current corporate action process flow. Doing so identified the lack of automation and heavy reliance on manual functionality and controls.

Our Impact

We provided recommendations for updating to SWIFT ISO 20022 processing, implementing automation, and controls around new processes to mitigate risk.

Meet our specialists

Joseph Denci

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Sharde McCorkle

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Michael O'Neill

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