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Trading Activity Wind-Down: The clock is ticking
Trading Activity Wind-Down (TWD) is proving to be a complex and evolving challenge for our clients.
Capability
Risk & Compliance
Technology & Data
Electronic Communications Surveillance: the State of Play
How can financial services firms foster trust and maintain compliance in an increasingly digitized business environment?
Capability
Risk & Compliance
Specialist Services
Navigating the insurance landscape: The FCA’s call for improved customer support and claims handling
The Financial Conduct Authority (FCA) holds a crucial position in the dynamic insurance industry, ensuring that businesses meet the highest ...
Industry
Asset & Wealth Management
Capability
Risk & Compliance
Consumer Duty and the Importance of Testing Consumer Understanding
Consumer understanding is one of the four key outcomes required by the Financial Conduct Authority’s (FCA) 12th Principle – Consumer Duty. With ...
Industry
Asset & Wealth Management
Capability
Operating Strategy & Transformation
Risk & Compliance
Technology & Data
FINMA Circular 2023: Operational Risks and Resilience
Are you ready for 1 January 2024?
Industry
Asset & Wealth Management
Capability
Operating Strategy & Transformation
Risk & Compliance
Operational Resilience – the Culture Conundrum
Culture is key to compliance