White Paper Archive - Page 3 of 10 - Davies

White Papers

Capital Markets
Risk & Compliance

CCP Resolution Planning – Why You Shouldn’t Learn to Sail in a Storm

Drawing on expert insights and recent regulatory developments, the paper offers a clear view of the current landscape.

KYC Managed Services

Risks, considerations and how to get it right.

Capital Markets
Operating Strategy & Transformation

The Road to T+1

As at February 15th 2023, the US Securities and Exchange Commission (SEC) has committed to a May 2024 implementation date for accelerating the trade settlement cycle to T+1.

A Strategic Approach to Client Lifecycle Management

The paper encourages a holistic approach to CLM, helping firms create a framework that supports sustainable growth.

Capital Markets
Risk & Compliance

Corporate action risk mitigation

How to minimise risk and maximise performance in a post pandemic world

Capital Markets
Operating Strategy & Transformation

Davies’ KYC Managed Service for Exchanges and CCPs

Billion-dollar fines, spiralling frustration and clients facing jail – or compliant KYC, new revenue streams and satisfied clients?