Tara Rodgers - Davies

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Tara Rodgers


Financial Crime & Regulatory Compliance

I’m an experienced compliance consultant with over ten years of increasing experience within the investment industry. I have worked within the capital markets and wealth management areas with extensive exposure to regulatory compliance, monitoring and testing, trade surveillance, and library management. I am well versed in regulations, controls, control mapping, policy analysis, risk management, and trading products. Prior to joining Davies, I held multiple roles at two of Canada’s largest financial institutions both in compliance and wealth management areas. This skillset is encompassed in my role as a senior consultant at Davies, managing and delivering strategic projects within the capital markets area.

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