Financial Crime & Compliance
I have 25 years of experience in premium financial institutions. I am currently leading the implementation of an AML program for a subsidiary of a major bank, and have also previously led documentation of annual risk assessments. In the past 14+ years, I have been working exclusively on initiating and delivering AML, sanctions, and risk projects, subject matter expertise (SME), advisory and development of programs, to enforce government regulations, perform risk assessments, mitigations, establish policies and procedures, governance, training, and reporting. I have led and delivered several FCC consent orders, and have implemented sanctions, AML, fraud, and trade surveillance programs for various banks. I am also well-versed in systems used for monitoring AML, sanctions, and case management.