Case Studies
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Real time customer due diligence
We implemented real time customer due diligence and batch KYC rolling reviews for a USA electronic bank for a major Wall Street firm.
Know your client process redesign
We redesigned the whole KYC process worldwide for a large European bank's corporate and investment banking business.
Cybersecurity review for a buy-side client
We performed an end-to-end review of a US hedge fund's security policies, processes, controls and governance to ensure alignment with SEC guidance.
Broadridge suite deployment
We helped a large Chinese bank migrate to Broadridge across all securities products including repos, stock lending and margining.
Regulator-facing remediation documentation
We helped our client respond to a regulatory audit by documenting their end-to-end process, control and ownership focusing on EU and US credit and capital processes with regard to IRBA securitisation.
New securitisation regulation regime readiness
We helped our client to prepare their infrastructure for a material change in securitisation regulation.