Case Studies Archive - Page 8 of 9 - Davies

Case Studies

Developing the agility of a global markets organisation​

We supported our client in their implementation of agile principles across the organisation

Improving board effectiveness for a leading outsource services provider

When a provider of clearing and settlement services asked for help with reviewing the effectiveness of its board, we conducted a thorough independent review and recommended remedial changes

Banking & Markets

Delivering enhanced corporate governance for a high-growth offshore firm

An offshore trust and corporate services provider asked for help to enhance corporate governance following an acquisition and an approach by a regulator. Davies deployed an expert team to address corporate governance challenges and related regulatory issues..

Banking & Markets

Real time customer due diligence

We implemented real time customer due diligence and batch KYC rolling reviews for a USA electronic bank for a major Wall Street firm

Banking & Markets

Know your client process redesign

We redesigned the whole KYC process worldwide for a large European bank's corporate and investment banking business

Financial Crime & Regulatory Compliance

Cybersecurity review for a buy-side client

We performed an end-to-end review of a US hedge fund's security policies, processes, controls and governance to ensure alignment with SEC guidance