Case Studies
Clearing member application process
We helped onboard one of a Tier 1 global investment bank's EU entities to the major European CCPs across all product groups.
Improving board effectiveness for a leading outsource services provider
We conducted a thorough independent review and recommended remedial changes for a provider of clearing and settlement services.
Delivering enhanced corporate governance for a high-growth offshore firm
An offshore trust and corporate services provider asked for help to enhance corporate governance following an acquisition and an approach by a regulator.
Real time customer due diligence
We implemented real time customer due diligence and batch KYC rolling reviews for a USA electronic bank for a major Wall Street firm.
Know your client process redesign
We redesigned the whole KYC process worldwide for a large European bank's corporate and investment banking business.
Broadridge suite deployment
We helped a large Chinese bank migrate to Broadridge across all securities products including repos, stock lending and margining.