Blog Archive - Page 5 of 25 - Davies

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Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance Technology & Data

DORA: Exploring the next phase of Operational Resilience

While the compliance date of 2025 seems far away, the work required to ensure compliance may be substantial for some firms.

Industry Asset & Wealth Management
Capability Risk & Compliance

Consumer Duty and the Importance of Testing Consumer Understanding

Consumer understanding is one of the four key outcomes required by the Financial Conduct Authority’s (FCA) 12th Principle – Consumer Duty. With ...

Industry Asset & Wealth Management
Capability Technology & Data

Platform Proposition Frameworks: Part II

Navigating Common Pitfalls in Developing Platform Propositions

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance Technology & Data

FINMA Circular 2023: Operational Risks and Resilience

Are you ready for 1 January 2024? 

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance

Operational Resilience – the Culture Conundrum

Culture is key to compliance

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance Technology & Data

Consumer Duty – a formula for successful management reporting

Why Einstein's theory of relativity offers lessons for management information