Blog Archive - Page 3 of 25 - Davies

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Conduct Risk and Market Abuse: A Comprehensive Overview

Compliance officers and financial institutions must remain vigilant to prevent market abuse and manage conduct risk effectively.

5 priorities for financial services firms following the Court of Appeal’s ruling on motor finance commission cases

The activity by the Financial Conduct Authority has been ramping up in recent years, particularly with the FCA’s final Consumer ...

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Digital Identity – Future of Trust & Security in Finance

Paving the path to a secure future, we're redefining how digital identity is managed through groundbreaking innovation and strategic collaboration.

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AI to Support Regulatory Compliance

Partner with Davies and Embrace The Future of Compliance

Asset & Wealth Management
Operating Strategy & Transformation
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Optimising The Adviser – Retirement Income

Optimise retirement income strategies amidst market challenges and regulatory demands.

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DORA: Regulatory Technical Standards (RTS) Updates 

If your firm has not yet impact-assessed the secondary legislation (published in July ’24), we would be delighted to talk you through our detailed thinking around the Secondary Legislation.