Managed services: Compliance and Assurance
Supporting growth and operations as part of our incubation solution
Davies offers a full suite of managed services as part of our incubation platform for MGAs and brokers.
Our compliance & assurance Services streamline operations and embed compliance and assurance into your business, enabling you to meet regulatory obligations with confidence while focusing on your day-to-day business activities and strategic growth.
Compliance and Assurance
What we offer
Appointed Representative (AR) status: As your Principal, we provide a suitable compliance framework and robust oversight in line with FCA requirements.
Company secretarial services: Manage company administration matters, from company formations and maintaining statutory registers to assisting with board pack collation, minute taking, and meeting Companies House corporate filings requirements.
Regulatory compliance and reporting: We manage your FCA returns and provide guidance to ensure compliance with current and evolving regulations.
Internal audits and risk management: Our team evaluates governance, risk management, and operational controls. We provide actionable insights to improve processes, reduce inefficiencies, and ensure alignment with international standards. Read more.
Why partner with Davies?
Cost-effective expertise: Our managed service provides access to specialist knowledge without the expense of developing in-house capabilities, ideal for early-stage businesses or those without the scale to justify internal teams.
De-risk early growth stages and accelerate market entry: Our AR model enables MGAs and brokers to access the market quickly, reducing the complexity and delays of direct authorisation. This approach de-risks the early stages of your business development while ensuring full regulatory compliance and operational readiness from day one.
Free up leadership time: By managing compliance and governance, we allow leadership teams, particularly in non-UK domiciled businesses, to concentrate on strategic priorities and market growth.
Regulatory confidence: Operate with assurance, knowing your business complies with FCA requirements. Our services also provide peace of mind to investors, demonstrating that your business is FCA compliant.
Flexible, scalable solutions: Our services adapt as your MGA or broker grows, supporting expansion into new products and geographies with expert compliance management.
Global capability: Leverage our unique position as both a Third-Party Lloyd’s Broker and Lloyd’s Managing Agency with regulatory platforms across Europe, Singapore, and Dubai.
A partner for long-term success
With Davies’ compliance & assurance Services, your incubated MGA or broker gains access to a team of experts dedicated to your business’s success. Let us handle compliance, governance, and reporting, so you can focus on growing your business with confidence.
