Compliance and Assurance
Expert compliance & assurance, outsourced for operational efficiency
For established (re)insurers, brokers, and MGAs looking to optimise their compliance and assurance functions, Davies offers a comprehensive outsourcing solution. Our flexible services leverage economies of scale and deep expertise to meet your compliance and assurance needs, reduce costs, and free up management to focus on strategic priorities.
Compliance and Assurance
What we offer
Company secretarial services: Manage company administration matters, from company formations and maintaining statutory registers to assisting with board pack collation, minute taking, and meeting Companies House corporate filings requirements.
Regulatory compliance and reporting: Tailored frameworks aligned with your risk appetite. We manage all filings to meet FCA, PRA, and Lloyd’s Principles for Doing Business and provide proactive guidance to ensure compliance with current and evolving regulations.
Internal audits and risk management: Our team evaluates governance, risk management, and operational controls. We provide actionable insights to improve processes, reduce inefficiencies, and ensure alignment with international standards. Find out more.
Due diligence and delegated authority reviews: Industry-leading audits of accident, health, property, and casualty operations. We assess delegated underwriters’ compliance with binding agreements, delivering precise risk assessments and detailed reports.
IT auditing: Assessing the resilience, security, and compliance of your distribution partners’ IT infrastructure. We evaluate systems, data management practices, and cyber readiness – highlighting vulnerabilities and helping you meet regulatory expectations across Lloyd’s and the wider market. Find out more.
Why partner with Davies?
Flexible, scalable solutions: Our services adapt as your business grows, supporting expansion into new products and geographies with expert compliance management.
Cost efficiency: Outsource your compliance activities to save on in-house resourcing and training costs.
Specialist expertise: A proven track record of delivering compliance assurance to insurers, brokers and MGAs globally.
Regulatory confidence: Operate with confidence, knowing our solutions are rigorously designed to meet FCA, PRA, and Lloyd’s standards.
Free up leadership time: By managing your compliance and governance, we allow leadership teams, particularly in non-UK domiciled businesses, to concentrate on strategic priorities and market growth.
Global capability: Leverage our unique position as both a Third-Party Lloyd’s Broker and Lloyd’s Managing Agency with regulatory platforms across Europe, Singapore, and Dubai.
Partner with Davies for outsourced compliance & assurance
Davies is your strategic partner for outsourced compliance & assurance. Our services are designed to help your organisation to meet its compliance obligations, provide assurance, reduce risk, and unlock efficiencies. With a proven track record across the insurance sector, we offer a seamless extension to your team, delivering both efficiency and peace of mind.
