White Paper Archive - Page 5 of 10 - Davies

White Papers

Capital Markets
Risk & Compliance

Corporate action risk mitigation

How to minimise risk and maximise performance in a post pandemic world

Capital Markets
Operating Strategy & Transformation

Davies’ KYC Managed Service for Exchanges and CCPs

Billion-dollar fines, spiralling frustration and clients facing jail – or compliant KYC, new revenue streams and satisfied clients?

Capital Markets
Risk & Compliance

EU Anti Money Laundering directives: a summary

When it comes to new threats and dangers, protecting clients is a priority

What’s in a name? Why consistent financial product classification and identification is vital for reporting efficiency and risk reduction

The financial market is now at a breakneck pace of regulatory, internal management and disclosure change

What does the future hold? Why horizon scanning is the most effective response to a changing regulatory landscape

As 2020 has so deftly illustrated, the finance industry operates in a world subject to change at extraordinary pace

Asset & Wealth Management

A perfect storm for the future of dealing

A number of complex factors are converging to create a potential 'perfect storm', likely to drive strategic change for the dealing function.