Operational Resilience in the UK continues to remain top of mind for executives as investment by firms continues. Firms are now within their first year of the transitionary period and it therefore felt appropriate to conduct a temperature check on the market for 2023. The purpose of this survey was to gain insight into firms’ progress on their operational resilience programs in their efforts to comply by the 31 March 2025 deadline.
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Senior Consultant
Asset & Wealth Management
A number of complex factors are converging to create a potential 'perfect storm', likely to drive strategic change for the dealing function.
The ‘Dear CEO’ letter on outsourcing issued by the FSA (now FCA) in December 2012 was prompted by the regulator’s concerns around the deficiencies and inconsistencies exhibited by the asset manager community around their management and oversight of material outsourcing relationships. Download this white paper to learn more
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