Blog Archive - Page 5 of 25 - Davies

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Survey being filled out

Surveys … Apparently They’re Dead!

Rather than falling into the trap of meaningless metrics, the impact of surveys lies in their ability to extract actionable insights through well-crafted questions and informed analysis.

5 priorities for financial services firms following the Court of Appeal’s ruling on motor finance commission cases

The activity by the Financial Conduct Authority has been ramping up in recent years, particularly with the FCA’s final Consumer ...

Asset & Wealth Management
Operating Strategy & Transformation

Outsourced Dealing – the new norm?

As firms recognise the benefits and the service provider market matures, outsourced dealing is now set to become mainstream.

AI colourful image

AI to Support Regulatory Compliance

Partner with Davies and Embrace The Future of Compliance

Asset & Wealth Management
Operating Strategy & Transformation
Data on a chart - figures rising

Optimising The Adviser – Retirement Income

Optimise retirement income strategies amidst market challenges and regulatory demands.

Device with padlock on screen

DORA: Regulatory Technical Standards (RTS) Updates 

If your firm has not yet impact-assessed the secondary legislation (published in July ’24), we would be delighted to talk you through our detailed thinking around the Secondary Legislation.