Blog Archive - Page 3 of 25 - Davies

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Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance Technology & Data
OTC - Over the Counter Derivatives

The problem with OTCs

Considerations for the operating model

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance Technology & Data
Money - Asset & Wealth Management 2024

Could 2024 bring real transformation to Asset and Wealth Management?

The rising star of 2023, Generative AI, is joined on my list by two themes

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance
consumer duty

Consumer Duty – Don’t tell me it’s over….

Implementation areas that need addressing.

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance Technology & Data

DORA: Exploring the next phase of Operational Resilience

While the compliance date of 2025 seems far away, the work required to ensure compliance may be substantial for some firms.

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance Technology & Data

FINMA Circular 2023: Operational Risks and Resilience

Are you ready for 1 January 2024? 

Industry Asset & Wealth Management
Capability Operating Strategy & Transformation Risk & Compliance

Operational Resilience – the Culture Conundrum

Culture is key to compliance