Managed services: Compliance and Assurance
Supporting growth and operations as part of our incubation solution
Davies offers a full suite of managed services as part of our incubation platform for MGAs and brokers.
Our compliance & assurance Services streamline operations and embed compliance and assurance into your business, enabling you to meet regulatory obligations with confidence while focusing on your day-to-day business activities and strategic growth.
Compliance and Assurance
What we offer
Appointed Representative (AR) status: As your Principal, we provide a suitable compliance framework and robust oversight in line with FCA requirements.
Company secretarial services: Manage company administration matters, from company formations and maintaining statutory registers to assisting with board pack collation, minute taking, and meeting Companies House corporate filings requirements.
Regulatory compliance and reporting: We manage your FCA returns and provide guidance to ensure compliance with current and evolving regulations.
Internal audits and risk management: Our team evaluates governance, risk management, and operational controls. We provide actionable insights to improve processes, reduce inefficiencies, and ensure alignment with international standards.
Why partner with Davies?
Cost-effective expertise: Our managed service provides access to specialist knowledge without the expense of developing in-house capabilities, ideal for early-stage businesses or those without the scale to justify internal teams.
De-risk early growth stages and accelerate market entry: Our AR model enables MGAs and brokers to access the market quickly, reducing the complexity and delays of direct authorisation. This approach de-risks the early stages of your business development while ensuring full regulatory compliance and operational readiness from day one.
Free up leadership time: By managing compliance and governance, we allow leadership teams, particularly in non-UK domiciled businesses, to concentrate on strategic priorities and market growth.
Regulatory confidence: Operate with assurance, knowing your business complies with FCA requirements. Our services also provide peace of mind to investors, demonstrating that your business is FCA compliant.
Flexible, scalable solutions: Our services adapt as your MGA or broker grows, supporting expansion into new products and geographies with expert compliance management.
Global capability: Leverage our unique position as both a Third-Party Lloyd’s Broker and Lloyd’s Managing Agency with regulatory platforms across Europe, Singapore, and Dubai.
A partner for long-term success
With Davies’ compliance & assurance Services, your incubated MGA or broker gains access to a team of experts dedicated to your business’s success. Let us handle compliance, governance, and reporting, so you can focus on growing your business with confidence.
