Blog Archive - Page 7 of 25 - Davies

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Asset & Wealth Management
Operating Strategy & Transformation

DORA: Exploring the next phase of Operational Resilience

While the compliance date of 2025 seems far away, the work required to ensure compliance may be substantial for some firms.

Navigating the insurance landscape: The FCA’s call for improved customer support and claims handling

The Financial Conduct Authority (FCA) holds a crucial position in the dynamic insurance industry, ensuring that businesses meet the highest ...

Asset & Wealth Management
Risk & Compliance

Consumer Duty and the Importance of Testing Consumer Understanding

Consumer understanding is one of the four key outcomes required by the Financial Conduct Authority’s (FCA) 12th Principle – Consumer Duty. With ...

Asset & Wealth Management
Technology & Data

Platform Proposition Frameworks: Part II

Navigating Common Pitfalls in Developing Platform Propositions

Asset & Wealth Management
Operating Strategy & Transformation

FINMA Circular 2023: Operational Risks and Resilience

Are you ready for 1 January 2024? 

Asset & Wealth Management
Operating Strategy & Transformation

Operational Resilience – the Culture Conundrum

Culture is key to compliance