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Asset & Wealth Management
Operating Strategy & Transformation
DORA: Exploring the next phase of Operational Resilience
While the compliance date of 2025 seems far away, the work required to ensure compliance may be substantial for some firms.
Navigating the insurance landscape: The FCA’s call for improved customer support and claims handling
The Financial Conduct Authority (FCA) holds a crucial position in the dynamic insurance industry, ensuring that businesses meet the highest ...
Asset & Wealth Management
Risk & Compliance
Consumer Duty and the Importance of Testing Consumer Understanding
Consumer understanding is one of the four key outcomes required by the Financial Conduct Authority’s (FCA) 12th Principle – Consumer Duty. With ...
Asset & Wealth Management
Technology & Data
Platform Proposition Frameworks: Part II
Navigating Common Pitfalls in Developing Platform Propositions
Asset & Wealth Management
Operating Strategy & Transformation
FINMA Circular 2023: Operational Risks and Resilience
Are you ready for 1 January 2024?
Asset & Wealth Management
Operating Strategy & Transformation
Operational Resilience – the Culture Conundrum
Culture is key to compliance